SEC Commissioner Greg Sankey

SEC Commissioner Greg Sankey
Name	Greg Sankey
Birth date	1964
Birth place	New Orleans, Louisiana, U.S.
Office	Commissioner of the U.S. Securities and Exchange Commission
Term start	June 2024
Alma mater	Loyola University New Orleans College of Law; University of Mississippi
Occupation	Attorney; regulator
Predecessor	Hester M. Peirce

SEC Commissioner Greg Sankey

Greg Sankey is an American attorney and regulator who serves as a Commissioner of the U.S. Securities and Exchange Commission. Before his appointment to the Commission, he held senior roles in state insurance and securities regulation and participated in national regulatory organizations. Sankey's tenure at the SEC has intersected with major developments involving public companies, securities exchanges, investment advisers, and federal rulemaking initiatives.

Early life and education

Sankey was born in New Orleans and raised in Mississippi, attending the University of Mississippi for undergraduate studies and earning a Juris Doctor from Loyola University New Orleans College of Law. During his academic career he engaged with regional legal clinics and student organizations that connect to institutions such as American Bar Association and National Association of Insurance Commissioners. His early associations placed him in networks tied to state regulatory offices like the Mississippi Department of Insurance and national bodies including the North American Securities Administrators Association.

Legal and early career

After law school, Sankey entered private practice and then transitioned into public service, taking roles that linked him to the Mississippi Department of Banking and Consumer Finance and state securities enforcement units. He served as general counsel or chief legal officer in agencies that interacted with entities like the Financial Industry Regulatory Authority, Municipal Securities Rulemaking Board, and state-level offices collaborating with the Securities Investor Protection Corporation. His prosecutorial and regulatory work brought him into contact with matters overseen by the Federal Trade Commission and the U.S. Department of Justice in cases involving cross-jurisdictional securities fraud, broker-dealer registration, and insurance-market conduct.

Tenure as SEC Commissioner

As an SEC Commissioner, Sankey participates in adjudicatory and rulemaking processes that shape interactions among NASDAQ, New York Stock Exchange, Securities and Exchange Commission divisions, and market participants including BlackRock, Vanguard Group, and registered investment advisers regulated under the Investment Advisers Act of 1940. He sits on panels reviewing enforcement referrals from the SEC Division of Enforcement and collaborates with fellow commissioners formerly including Gary Gensler and Hester M. Peirce. His docket involves oversight of disclosure regimes affecting issuers listed on exchanges, oversight matters touching Public Company Accounting Oversight Board standards, and coordination with the Commodity Futures Trading Commission on market structure questions.

Major policy positions and rulemaking

Sankey has taken public positions on rulemaking initiatives involving disclosure requirements for special-purpose acquisition companies (SPACs), climate-related financial disclosure frameworks that intersect with filings under the Securities Act of 1933, and proxy-advisory regulation implicating Institutional Shareholder Services and Glass Lewis. He has engaged with rule proposals on market structure reforms impacting order routing practices at FINRA-regulated broker-dealers and has weighed in on capital-formation measures affecting small businesses and venture capital-backed issuers. In matters of enforcement policy, Sankey has addressed coordination between the SEC and state regulators such as the North American Securities Administrators Association and has commented on standards implemented by the Public Company Accounting Oversight Board and rulemakings under the Exchange Act of 1934.

Controversies and investigations

Sankey's regulatory decisions and prior conduct have prompted scrutiny from members of Congress, state oversight bodies, and market-watchdog organizations including Public Citizen and Better Markets. Investigations and inquiries have examined potential conflicts involving former roles with state agencies and interactions with private-sector firms such as national broker-dealers and asset managers. Congressional oversight hearings have at times referenced his votes and statements in debates over rulemaking transparency, regulatory capture, and enforcement priorities involving large financial institutions.

Public speaking, publications, and affiliations

Sankey frequently appears at conferences hosted by organizations like the Securities Industry and Financial Markets Association, Bond Dealers of America, American Bar Association Section of Business Law, and state regulatory gatherings of the North American Securities Administrators Association. He has authored speeches and commentaries for outlets associated with Harvard Law School Forum on Corporate Governance, bar journals, and commissions addressing corporate governance, securities litigation, and disclosure policy. Sankey maintains professional affiliations with state bar associations and has served on working groups that include representatives from the Federal Reserve Board and the Treasury Department.

Category:Members of the U.S. Securities and Exchange Commission Category:American attorneys Category:People from New Orleans