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Protocol on the Statute of the African Court of Justice and Human Rights

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Protocol on the Statute of the African Court of Justice and Human Rights
NameProtocol on the Statute of the African Court of Justice and Human Rights
Adopted2008
Adopted atKhartoum
Signed1 July 2008
Entered into force1 January 2009 (protocol); merger element entered into force 2014 for African Court on Human and Peoples' Rights
PartiesAfrican Union member states
LanguageArabic, English, French

Protocol on the Statute of the African Court of Justice and Human Rights

The Protocol on the Statute of the African Court of Justice and Human Rights is a treaty instrument adopted within the framework of the African Union to establish a unified adjudicatory body merging criminal and human rights jurisdictions. It was adopted at a summit in Khartoum and sought to combine the mandate of the African Court on Human and Peoples' Rights and the envisaged African criminal court into a single institution, reflecting continental developments in international and regional adjudication. The instrument intersected with processes involving the African Commission on Human and Peoples' Rights, continental heads of state, and global actors engaged in international criminal justice.

Background and Adoption

The Protocol emerged from deliberations at the Organization of African Unity successor body, the African Union, amid debates about regional responses to impunity exemplified by situations like Rwanda and Sierra Leone, and international mechanisms such as the International Criminal Court. Influences included prior instruments such as the African Charter on Human and Peoples' Rights, the statute of the International Criminal Court, and technical assistance from institutions like the United Nations and the European Court of Human Rights. Adoption at the 10th Ordinary Session of the Assembly of Heads of State and Government in Khartoum followed negotiation among delegations from capitals including Addis Ababa, Nairobi, Abuja, and Pretoria. Key political actors and jurists from states such as Nigeria, Egypt, South Africa, Kenya, and Morocco contributed to text drafting alongside inputs from the African Commission on Human and Peoples' Rights and civil society organizations like Human Rights Watch and Amnesty International.

Structure and Jurisdiction

The Protocol proposed a court with blended jurisdiction encompassing international crimes and human rights violations, combining mandates akin to the International Criminal Tribunal for Rwanda and the African Court on Human and Peoples' Rights. It delineated ratione materiae reach to crimes under instruments such as the Rome Statute-style offences and violations of the African Charter on Human and Peoples' Rights, allowing contentious cases between states, individual complaints, and interstate disputes similar to the International Court of Justice contentious docket. Provisions addressed complementary jurisdiction vis-à-vis the International Criminal Court and envisaged cooperation frameworks with the African Union Commission, the Economic Community of West African States and regional economic communities such as ECOWAS and SADC. The Protocol also set parameters for preliminary examinations, admissibility, and provisional measures comparable to procedures in the European Court of Human Rights and the Inter-American Court of Human Rights.

Composition and Chambers

The instrument specified the composition of judges drawn from member states of the African Union with qualifications akin to those required under the Statute of the International Court of Justice and the African Court on Human and Peoples' Rights. Judges would be elected by the Assembly of the African Union and serve in full-time capacities with eligibility rules influenced by jurisprudence from the Special Court for Sierra Leone and the Extraordinary Chambers in the Courts of Cambodia. The Protocol provided for separate chambers—criminal, human rights, and an appeals chamber—mirroring structures in the ICC and the European Court of Human Rights, with mechanisms for ad hoc panels and referral procedures like those used in the Special Tribunal for Lebanon.

Procedure and Rules of Procedure

The Protocol mandated procedural rules covering written pleadings, oral hearings, evidence admissibility, witness protection, and victim participation, drawing on models from the Rome Statute, the Statute of the Special Court for Sierra Leone, and the Rules of Procedure and Evidence of various international tribunals. It contemplated confidentiality measures similar to those in the International Criminal Tribunal for the former Yugoslavia and victim reparations frameworks reminiscent of the Special Criminal Court precedents. The draft Rules of Procedure anticipated cooperation with national judiciaries in member states such as Ethiopia and Ghana and included provisions for provisional measures and enforcement analogous to mechanisms found in the Inter-American Court of Human Rights.

Relationship with Other African and International Courts

The Protocol positioned the court in a network with the African Court on Human and Peoples' Rights, the African Commission on Human and Peoples' Rights, the International Criminal Court, and domestic judiciaries, setting out principles on complementarity and precedence. It aimed to reconcile jurisdictional overlaps with the International Court of Justice, and regional tribunals like the East African Court of Justice and national constitutional courts in countries such as Kenya and South Africa. Cooperation and conflict-resolution norms drew on precedent from the African Union’s dialogue with the United Nations Security Council and experiences of ad hoc cooperation seen in cases involving Libya and Sudan.

Implementation, Ratification, and Entry into Force

Ratification required signatures and instruments deposited by African Union member states; processes involved national parliaments in capitals like Algiers and Harare and executive actions from presidencies in Rwanda and Uganda. Challenges to entry into force paralleled debates that occurred during ratification of the Rome Statute and the Protocol to the African Charter on Human and Peoples' Rights on the Rights of Women in Africa. The eventual operationalization intersected with decisions by the Assembly of the African Union and the merger outcome that led to reliance on the existing African Court on Human and Peoples' Rights institution, influenced by legal opinions from the African Court of Justice and Human Rights transitional bodies.

Criticisms, Challenges, and Reforms

Critics invoked concerns voiced by scholars and institutions such as Robert Howse, Makau Mutua, Pierre Hazan, and organizations including International Commission of Jurists about politicization, resource constraints, and compatibility with the International Criminal Court. Challenges included state reluctance illustrated by reservations from countries like Burundi and Eritrea, logistical hurdles highlighted in reports from the African Union Commission and donor states including United States and European Union members, and tension with national sovereignty claims invoked by leaders from capitals such as Khartoum and Tripoli. Reform proposals mirrored recommendations from the Eminent Jurists Panel and comparative practice from the Inter-American Court of Human Rights, suggesting clearer complementarity rules, strengthened enforcement, and enhanced civil society access to improve legitimacy and effectiveness.

Category:African Union treaties