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Open Research Funders Group

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Open Research Funders Group
NameOpen Research Funders Group
Formation2015
TypeFunders' consortium
HeadquartersLondon
Region servedInternational
Leader titleChair

Open Research Funders Group is a consortium of philanthropic foundations, research councils, and institutional funders working to promote open access, open data, and open science practices across scholarly communication. The consortium engages with publishers, universities, policy-makers, and technical initiatives to align funding strategies with transparency principles advocated by advocates of reproducibility and reform in scientific publishing. Members coordinate policies on licensing, data stewardship, and publication infrastructures in order to influence norms across the research ecosystem.

History

Founded amid debates over scholarly publishing reform and reproducibility crises that involved actors such as Wellcome Trust, Bill & Melinda Gates Foundation, National Institutes of Health, European Commission, and Howard Hughes Medical Institute, the consortium emerged in the mid-2010s alongside campaigns like Plan S, initiatives such as Open Science Framework, and projects involving Crossref and ORCID. Early dialogues included funders and stakeholders from institutions like Wellcome Trust, National Science Foundation, European Research Council, Medical Research Council (United Kingdom), and philanthropic organisations such as Gates Foundation and Knight Foundation. The group convened workshops with publishers including Elsevier, Springer Nature, Wiley-Blackwell, and Taylor & Francis and with infrastructure providers like Jisc, Portico, CLOCKSS, and PubMed Central. Influences included policy shifts exemplified by the Budapest Open Access Initiative and reports by Royal Society and National Academies of Sciences, Engineering, and Medicine.

Mission and Objectives

The consortium’s stated mission echoes declarations from organizations such as SPARC, Creative Commons, Directory of Open Access Journals, Committee on Publication Ethics, and World Health Organization to advance accessibility and reuse of research outputs. Objectives align with principles codified by instruments like the Berlin Declaration on Open Access, San Francisco Declaration on Research Assessment, and funding expectations found in mandates from bodies such as Horizon 2020, Wellcome Trust, and NIH Public Access Policy. Emphasis is placed on licensing standards promoted by Creative Commons, metadata interoperability championed by Crossref and DataCite, and identifier adoption promoted by ORCID and ROR.

Membership and Governance

Membership comprises charitable foundations, public funders, and institutional grant-makers drawn from entities like Wellcome Trust, Gates Foundation, AJC (fund) (note: example), National Institutes of Health, European Commission, Canadian Institutes of Health Research, Australian Research Council, and national agencies similar to UK Research and Innovation and Deutsche Forschungsgemeinschaft. Governance draws on models used by Chartered Institute of Public Finance and Accountancy, Governing Council of the Royal Society, and consortium structures seen at Research Councils UK. Leadership roles include rotating chairs, steering committees, and working groups that mirror committees at World Health Organization and United Nations Educational, Scientific and Cultural Organization.

Activities and Initiatives

The consortium organizes policy workshops, funding pilot programs, and collaborative procurements with partners such as Crossref, DataCite, ORCID, OpenAIRE, and PubMed Central. Initiatives have included support for publication models favored by Directory of Open Access Journals, negotiating transformative agreements with publishers like Elsevier and Springer Nature, and backing infrastructure projects similar to Open Science Framework, Dataverse Project, and Zenodo. It has run pilot grants in reproducibility with collaborators such as Center for Open Science, Wellcome Trust, Gates Foundation, and national libraries like the British Library.

Policy Positions and Advocacy

The group advocates positions consistent with policy statements from Plan S, Berlin Declaration on Open Access, and San Francisco Declaration on Research Assessment, promoting mandates for open access, open data, and open licensing. It has engaged in consultations with regulatory bodies including European Commission, National Institutes of Health, UK Research and Innovation, and international standards organizations such as ISO. The consortium lobbies for adoption of persistent identifiers via ORCID, Crossref, and DataCite, and for machine-actionable rights statements aligned with Creative Commons licensing.

Impact and Evaluation

Evaluations reference metrics and assessments used by entities like Altmetric, Scopus, Web of Science, Dimensions (database), and reports from National Academies of Sciences, Engineering, and Medicine to measure uptake of open policies, citation patterns, repository deposits, and data reuse. The consortium’s interventions have been linked to increased compliance with mandates from funders such as Wellcome Trust, Gates Foundation, National Institutes of Health, and EU research programs including Horizon Europe. External reviews have compared outcomes to benchmarks set by OpenAIRE and monitoring frameworks used by SPARC and Creative Commons.

Criticism and Controversies

Critiques echo debates involving actors like Elsevier, Springer Nature, Taylor & Francis, and activist groups such as Sci-Hub and Academics for Academic Freedom over transformative agreements, article processing charges, and market power in publishing. Commentators have invoked analyses by Scholarly Kitchen and reports in outlets like Nature (journal), Science (journal), and The Lancet regarding unintended consequences for smaller publishers, researchers in low-income regions, and disciplinary societies. Disputes have referenced legal and policy confrontations involving European Commission regulatory scrutiny, negotiations with large publishers, and tensions similar to those seen in debates over Plan S implementation.

Category:Open access