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Construction (Design and Management) Regulations 2015

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Construction (Design and Management) Regulations 2015
Construction (Design and Management) Regulations 2015
Sodacan · CC BY-SA 3.0 · source
NameConstruction (Design and Management) Regulations 2015
Short titleCDM 2015
JurisdictionUnited Kingdom
StatusCurrent

Construction (Design and Management) Regulations 2015

The Construction (Design and Management) Regulations 2015 set duties for the planning, management and coordination of construction projects in the United Kingdom, with the aim of improving health and safety outcomes on sites. They allocate responsibilities among clients, designers, contractors and principal designers to reduce risks during design, construction and maintenance phases. The regulations interact with broader statutory frameworks and influence practices across industry bodies and regulatory agencies.

Background and Purpose

The regulations replaced earlier regimes to consolidate duties arising from European Directives such as the Council Directive 89/391/EEC and align with domestic frameworks including the Health and Safety at Work etc. Act 1974 and the Management of Health and Safety at Work Regulations 1999. They respond to findings from inquiries and reports like those conducted after incidents overseen by the Health and Safety Executive and reviews influenced by stakeholders such as the Royal Institute of British Architects, the Institution of Civil Engineers, and the Chartered Institute of Building. The purpose echoes recommendations from tribunals and commissions involving parties like the Independent Review of Building Regulations and Fire Safety and engages with professions represented by the Royal Society of Architects in Wales, the Institution of Structural Engineers, and the British Safety Council.

Key Duties and Dutyholders

The regulations define dutyholders including clients, designers, principal designers, contractors and principal contractors, reflecting responsibilities comparable to roles found in organisations such as Network Rail, Highways England, National Health Service (England), and private firms like Balfour Beatty and Laing O'Rourke. Clients must ensure suitable management systems and resources and may coordinate with organisations such as the Housing Corporation or the Homes England when housing projects are involved. Designers — including members of the Royal Institute of British Architects, Chartered Institute of Architectural Technologists, and Association for Project Safety practitioners — must eliminate or mitigate foreseeable risks during design, liaising with engineers from institutions like the Institution of Civil Engineers and the Institution of Mechanical Engineers. Principal designers and principal contractors coordinate health and safety plans on projects comparable to those procured by major public bodies including the Ministry of Defence and Transport for London.

Planning and Management Requirements

Planning requirements mandate that projects be managed to prevent risks to workers and the public, echoing procedures used in programmes by entities such as the Greater London Authority, the Scottish Government, and local authorities like the Liverpool City Council. Risk assessment and method statements should incorporate standards referenced by organisations such as the British Standards Institution and technical guidance from the Health and Safety Executive. Project management integrates procurement practices familiar to the Crown Commercial Service, contract forms used by the Joint Contracts Tribunal, and frameworks applied by universities like University of Cambridge and corporations such as Morgan Sindall. Coordination duties require communication channels akin to those between the Cabinet Office and arms-length bodies in complex projects involving stakeholders like the English Heritage and Historic England.

Health and Safety Documentation and Notifications

The regulations require preparation of pre-construction information, construction phase plans and health and safety files, paralleling documentation practices in institutions such as the National Trust, British Transport Police, and commercial developers like TFL's Crossrail projects. Notifiable projects must be reported to the Health and Safety Executive via notification systems similar to those used for reporting under the Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013. Documentation aligns with record-keeping conventions at bodies including the Environment Agency and archives maintained by organisations such as the National Archives.

Enforcement, Compliance and Penalties

Enforcement is carried out by the Health and Safety Executive and local authorities, with powers under statutes like the Health and Safety at Work etc. Act 1974 and criminal sanctions administered through courts including the Crown Court and magistrates' courts. Regulatory action has been taken in notable prosecutions involving companies such as Carillion and contractors investigated in incidents reviewed by coroners and tribunals linked to public inquiries like those into major construction failures. Non-compliance can result in improvement notices, prohibition notices, and corporate manslaughter considerations pursued by the Crown Prosecution Service.

Impact and Criticism

The regulations have been credited with improving coordination on complex projects led by clients such as Network Rail and the National Health Service (England), and their influence is evident in procurement guidance used by bodies like the Cabinet Office and Homes England. Criticism has come from trade organisations including the Federation of Master Builders and campaign groups such as Unite the Union and Construction News commentators who fault implementation gaps, administrative burdens on small firms like local SMEs, and ambiguities in duty allocation referenced in reports by the National Audit Office and inquiries involving the Parliamentary and Health Service Ombudsman.

Subsequent amendments and guidance interact with statutes and regulations including the Workplace (Health, Safety and Welfare) Regulations 1992, the Personal Protective Equipment at Work Regulations 1992, and EU-derived instruments influenced by the European Union (Withdrawal) Act 2018. Guidance documents have been issued by the Health and Safety Executive and sector bodies such as the Chartered Institute of Building and the Royal Institute of British Architects, while case law from courts including the Court of Appeal has clarified duties. The regulatory framework also aligns with procurement law overseen by the Office of Government Commerce and planning regimes administered by the Ministry of Housing, Communities & Local Government.

Category:United Kingdom health and safety law